THIRD DAY CAPITAL MANAGEMENT, LLC

RIASEC Registered
Total AUM
$30.1M
Discretionary
$26.1M
86% of AUM
Avg account
$520K
Accounts
58
Employees
1
Advisory reps
1

Firm details

Headquarters
DENVER, Colorado
CRD number
148121
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI68.57%
  • Charitable Organizations17.54%
  • Individuals13.18%
  • Corporations / Businesses0.71%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other AdvisersPublication of Periodicals

Firm profile

FINTRX

Overview

Third Day Capital Management, LLC is a privately owned, independent registered investment adviser that serves individual and family clients. The firm operates on a percentage-of-assets fee model and positions itself as a capital allocator: its practice combines discretionary portfolio management with financial planning and selection of outside advisers. Service lines include portfolio management for individuals and small businesses, separate account management for institutional or business clients, and periodic publications or newsletters for clients and prospects. Investment posture is tilted toward fixed-income, with a particular emphasis on state and local bonds. The firm identifies as an active ESG investor, incorporating environmental, social or governance factors into its research and manager-selection processes. That fixed-income focus, combined with active ESG screening and the ability to allocate to third‑party managers, signals a conservative core approach supplemented by selective external strategies.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: State & Local Bonds 100%100%
  • State & Local Bonds100%

Contacts

1 of 1
  • MARK SCHUMACHER

    Founder & PresidentCRD 2723008

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

DENVER, CO

DENVER

Location

DENVER, CO

Headquartered in DENVER, CO, anchoring the Denver-Aurora, CO metro in the West.

Metro area
Denver-Aurora, CO
Region
West
County
DENVER
Address
4600 S Syracuse St
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth