THIRD DAY CAPITAL, INC.

RIASEC Registered
Total AUM
$579K
Discretionary
$579K
100% of AUM
Avg account
$116K
Accounts
5
Employees
1
Advisory reps
2

Firm details

Headquarters
Charlotte, North Carolina
CRD number
148686
Fee structure
Percentage of AUM
Client types
  • Individuals100%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Third Day Capital, Inc. is a small, corporation-structured advisory firm that serves individual and family clients. Its core activity is portfolio management for individuals and small businesses, and the firm also engages in insurance brokerage and the sale of other financial products. Fee billing is based on a percentage of assets under management. The adviser reports an individual-owner structure and does not describe itself as an institutional capital allocator or pension consultant. It does not position itself as an active ESG investor and is organized as a single-state adviser in its filings.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Cash & Cash Equivalents 90%, Exchange Traded Equities 10%90%
  • Cash & Cash Equivalents90%
  • Exchange Traded Equities10%

Contacts

2 of 2
  • WILLIAM WOOLARD

    PresidentCRD 2166461

  • MARGARET WOOLARD

    Vice PresidentCRD 5761239

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Charlotte, NC

MECKLENBURG

Location

Charlotte, NC

Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.

Metro area
Charlotte-Concord, NC-SC
Region
South
County
MECKLENBURG
Address
520 McNinch St
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth