Thepension401k

RIAState Registered
Total AUM
$8M
Discretionary
$8M
100% of AUM
Avg account
$575K
Accounts
14
Employees
3
Advisory reps
5

Firm details

Headquarters
,
CRD number
284453
Custodians
MATRIX SECURITIES, INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Pension & Profit Sharing Plans100%
Services
Financial PlanningPension ConsultingEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Thepension401k is organized as a limited liability company and operates with an individual owner. The firm targets institutional clients and provides advisory services that include financial planning, pension consulting work, and educational seminars or workshops. Its billing arrangements are flexible: it charges based on a percentage of assets under management, and can also invoice on an hourly or fixed-fee basis. The firm is not identified as an active ESG investor and is not listed as a multi-state registered adviser in the snapshot data. It is not categorized as a capital allocator and is classified as "unclassified" in the available profile. Thepension401k also notes an affiliation described as another investment adviser in the filings.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 95%, Cash & Cash Equivalents 5%95%
  • Public Funds/Mutual Funds95%
  • Cash & Cash Equivalents5%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth