Theorem

RIASEC Registered
Total AUM
$1B
Discretionary
$1B
100% of AUM
Avg account
$258M
Accounts
4
Employees
121
Advisory reps
5

Firm details

Headquarters
New York, New York
CRD number
281280
Registered since
November 4, 2016
Custodians
INSPIRA FINANCIAL TRUST, WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles99.36%
  • Charitable Organizations0.64%
Services
Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Theorem LLC is a hedge fund–structured investment adviser registered with the SEC in 2016 that focuses on institutional clients. The firm operates as both an adviser to pooled investment vehicles and as a manager for businesses or institutions, and it performs CPO/CTA activities. Its compensation model combines a percentage-of-assets fee with performance-based fees. The firm is organized as a limited liability company and is owned by a combination of a domestic entity and an individual. Theorem does not identify as an active ESG investor, is not a multi-state adviser, and is not described as a capital allocator. It also lists affiliations that include acting as sponsor, general partner, or managing member of pooled investment vehicles and has connections to real estate brokerage activity.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Other 80%, Cash & Cash Equivalents 20%80%
  • Other80%
  • Cash & Cash Equivalents20%

Owners & executives

3 of 5
  • Edward Mallon

    Edward Mallon

    CIOCRD 2519699

  • Jason Ban

    Chief Compliance OfficerCRD 5071363

  • Nicholas Wilson

    Nicholas Wilson

    Chief Compliance OfficerCRD 6417299

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

FINTRX

Awards

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Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
335 Madison Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth