THE ZABEL COMPANIES, LLC

Exempt Reporting AdvisorFINRA MemberEst. 2018
Total AUM
Accounts
0
Advisory reps
2
Brokerage reps
0
Avg account
$0

Firm details

Headquarters
Charlotte, North Carolina
CRD number
298721
Registered since
September 4, 2018

Firm profile

FINTRX

Overview

The Zabel Companies, LLC is an individually owned limited liability company that registered with the SEC in 2018. The firm is not positioned as a traditional retail RIA focused on household advisory relationships; instead its advisory activity centers on managing pooled private investment vehicles. It is not an active ESG investor, it does not operate as a multi-state adviser, and it does not present itself as a pension consultant or related adviser. The firm’s classification is unclassified and it does not identify as a capital allocator in the supplied data.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

2 of 2
  • William Lunsford

    Managing PartnerCRD 7010837

  • Richard Jones

    PartnerCRD 7010838

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Charlotte, NC

MECKLENBURG

Location

Charlotte, NC

Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.

Metro area
Charlotte-Concord, NC-SC
Region
South
County
MECKLENBURG
Address
4201 Congress St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth