The Rose Investment Management
RIAState Registered
Total AUM
$28.3M
Discretionary
$192K
1% of AUM
Avg account
$589K
Accounts
48
Employees
2
Advisory reps
2
Firm details
- Headquarters
- ,
- CRD number
- 121999
- Website
- www.theroseim.com
- Fee structure
- Percentage of AUM, Hourly Charges
- Client types
- Individuals54.22%
- HNWI45.78%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
The Rose Investment Management is a corporation focused on providing tailored investment management services primarily to individuals and families. The firm emphasizes portfolio management, catering specifically to the needs of small businesses and individual clients. With a commitment to responsible investing, The Rose Investment Management actively engages in Environmental, Social, and Governance (ESG) investing, reflecting a growing trend among investors who prioritize sustainability in their portfolios.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities55%
- Public Funds/Mutual Funds25%
- Cash & Cash Equivalents20%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Primary office
, null
Location
, null
Headquartered in , null.
- Office locations
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