THE PLANNING CENTER, INC.
Firm details
- Headquarters
- MOLINE, Illinois
- CRD number
- 118994
- Registered since
- April 12, 2002
- Website
- www.theplanningcenter.com
- Custodians
- CHARLES SCHWAB & CO., INC., AXOS CLEARING LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees, Other
- Client types
- HNWI71.72%
- Individuals24.2%
- Pension & Profit Sharing Plans3.38%
- Corporations / Businesses0.69%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting
Firm profile
FINTRXOverview
The Planning Center, Inc. is an independent registered investment adviser that has been SEC-registered since 2002 and is owned by an individual. The firm serves both individual & family and institutional clients, offering financial planning and portfolio management for individuals, small businesses and institutions, plus pension consulting. Its fee arrangements include asset-based fees, hourly charges, fixed fees and other structures. Investment activity is centered on publicly traded securities—particularly exchange-traded products—and the firm supplements those positions with third-party real estate allocations and mutual funds. The Planning Center does not report an ESG investment emphasis and is not structured as a capital allocator or as a multi-state advisory fund manager.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities52%
- Public Funds/Mutual Funds42%
- Cash & Cash Equivalents4%
- US Government Bonds1%
- State & Local Bonds1%
Owners & executives
3 of 4Tessmer Amy
Chief Financial OfficerCRD 7346710
BRETT LEE
Chief Compliance OfficerCRD 6112206
ERIC KIES
CEOCRD 4056054
Contacts
3 of 9ANDREW SIVERTSEN
Sr. Financial PlannerCRD 5839836
MICHELLE MATON
Sr. Financial PlannerCRD 4346722
MICHAEL BRANHAM
Sr. Financial PlannerCRD 3193430
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 41Active vs passive
$948M in ETFs
1%
$7.6M
99%
$940M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| DIMENSIONAL ULTRASHORT FIXED INCOME ETF (DUSB) | Dimensional | Active | Ultrashort Bond | $180M | 3,552,627 | 19.00% |
Location
MOLINE, IL
ROCK ISLAND
Location
MOLINE, IL
Headquartered in MOLINE, IL, anchoring the Davenport-Moline, IA-IL metro in the Midwest.
- Metro area
- Davenport-Moline, IA-IL
- Region
- Midwest
- County
- ROCK ISLAND
- Address
- 1615 5th Ave
- Time zone
- CT (UTC-6)
- Office locations
Similar firms
QUAD CITY INVESTMENT CENTER
RIAMOLINE, IL
SG CAPITAL MANAGEMENT LLC
RIACHICAGO, IL
INSPIRION WEALTH ADVISORS, LLC
RIALIBERTYVILLE, IL
EQUITY INTERNATIONAL
RIACHICAGO, IL
PIVOT CAPITAL PARTNERS LLC
RIACHICAGO, IL
INDUSTRIAL OPPORTUNITY PARTNERS, LLC
RIAEVANSTON, IL