THE PINNACLE FINANCIAL GROUP

RIASEC RegisteredEst. 2012

Total AUM

$1.4B

Discretionary

$1.4B

100% of AUM

Avg account

$371K

Accounts

3,729

Employees

Advisory reps

Firm details

Headquarters: ROCKVILLE CENTER, New York
CRD number: 164395
Registered since: November 9, 2012
Website: www.pfgnc.com
Custodians: LPL FINANCIAL LLC, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Fixed Fees, Other
Client types: HNWI68.58%
Individuals25.46%
Pension & Profit Sharing Plans3.43%
Corporations / Businesses1.94%
Charitable Organizations0.59%
Services: Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

The Pinnacle Financial Group is an independent, corporation-form advisory firm that registered with the SEC in 2012 and operates as a capital allocator for both individual/family and institutional clients. The firm provides fee-based investment management and financial planning, and also functions as a registered representative of a broker-dealer. Its advisory services include financial planning, portfolio management for individuals and small businesses, pension consulting and the selection of other advisers. The firm reports it is not an active ESG investor. In practice the firm tilts toward managed, discretionary relationships: all reported assets are discretionary and the firm identifies public funds/mutual funds as the primary vehicle within client portfolios. As a capital allocator, it also places client capital into third‑party alternative managers across several strategies (see Investments & Alternatives). The fee mix combines percentage of AUM, fixed fees and other fee arrangements, which aligns with its mix of individual/family and institutional business.