The Oakes Financial Group
RIASEC Registered
Total AUM
$12.2M
Discretionary
$12.2M
100% of AUM
Avg account
$470K
Accounts
26
Employees
1
Advisory reps
1
Firm details
- Headquarters
- ,
- CRD number
- 159355
- Fee structure
- Percentage of AUM, Hourly Charges
- Client types
- Individuals100%
- Services
- Portfolio Management for IndividualsEducational Seminars / Workshops
Firm profile
FINTRXOverview
The Oakes Financial Group operates as a corporation focused on providing financial advisory services primarily to individuals and families. The firm engages in portfolio management, catering to the specific needs of small businesses and individual clients. It also conducts educational seminars and workshops to enhance clients' understanding of financial matters. The firm does not actively pursue ESG investments and is not classified as a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities98%
- Investment Grade Corp Bonds2%
Contacts
1 of 1
Edward Oakes
PresidentCRD 4947738
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Primary office
, null
Location
, null
Headquartered in , null.
- Office locations
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