THE MUSTICO FINANCIAL GROUP, INC.
Firm details
- Headquarters
- ELMIRA, New York
- CRD number
- 125763
- Registered since
- May 29, 2007
- Website
- www.musticofinancial.com
- Custodians
- CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Hourly Charges
- Client types
- Individuals51.73%
- HNWI47.69%
- Corporations / Businesses0.44%
- Charitable Organizations0.14%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
The Mustico Financial Group, Inc. is an independent registered investment adviser that has been SEC-registered since 2007. The firm serves individual and family clients with a mix of financial planning and portfolio management services, including work for small-business owners. Its fee model combines a percentage-of-AUM charge with hourly billing. Filings indicate an individual owner and an industry affiliation with a law firm. The adviser does not identify itself as an active ESG investor and is not reported to operate as a capital allocator or multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds45%
- Exchange Traded Equities42%
- Cash & Cash Equivalents8%
- Investment Grade Corp Bonds5%
Contacts
3 of 4Elizabeth Mustico
AssistantCRD 8121679
Xavier Mustico
Financial AdvisorCRD 6705118
MICHAEL MUSTICO
PresidentCRD 3182926
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 28Active vs passive
$148M in ETFs
92%
$136M
8%
$12.6M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO S&P 500 EQUAL WEIGHT ETF (RSP) | Invesco | Passive | Large Blend | $30.3M | 150,973 | 20.46% |
Location
ELMIRA, NY
CHEMUNG
Location
ELMIRA, NY
Headquartered in ELMIRA, NY, anchoring the Elmira-Corning, NY metro in the Northeast.
- Metro area
- Elmira-Corning, NY
- Region
- Northeast
- County
- CHEMUNG
- Address
- 221 W Church St
- Time zone
- ET (UTC-5)
- Office locations
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