The Mosaic Financial Group, LLC
Firm details
- Headquarters
- Chicago, Illinois
- CRD number
- 109816
- Registered since
- November 17, 2000
- Website
- www.themosaicgroupllc.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI98.41%
- Charitable Organizations0.96%
- Corporations / Businesses0.64%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
The Mosaic Financial Group, LLC is an independent registered investment advisor organized as an LLC and SEC-registered since 2000. Ownership is held by an individual and the firm acts as a capital allocator, working with both individual/family and institutional clients. Its advisory services include financial planning, portfolio management for individuals, small businesses and institutions, and the selection of third‑party advisers. Mosaic also provides accounting-related business services. Fees are charged via a mix of asset‑based percentages, hourly billing, and fixed fees. The firm does not identify as an active ESG investor and is not registered as a multi‑state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities48%
- Public Funds/Mutual Funds39%
- Cash & Cash Equivalents7%
- US Government Bonds2%
- State & Local Bonds2%
Contacts
3 of 9
Derrick Allen
PartnerCRD 6931796
Jane-ellen Wolak
Founding PartnerCRD 2859788
Brewster Lindblad
ManagerCRD 6186331
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 65Active vs passive
$89.7M in ETFs
69%
$61.5M
11%
$28.3M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $17.8M | 23,769 | 19.84% |
Location
Chicago, IL
Cook
Location
Chicago, IL
Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- Cook
- Address
- 225 W Randolph St
- Time zone
- CT (UTC-6)
- Office locations
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