THE MOSAIC FINANCIAL GROUP, LLC
Firm details
- Headquarters
- CHICAGO, Illinois
- CRD number
- 109816
- Registered since
- November 17, 2000
- Website
- www.themosaicgroupllc.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI98.41%
- Charitable Organizations0.96%
- Corporations / Businesses0.64%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
The Mosaic Financial Group, LLC is an independent, SEC‑registered RIA that has been operating since 2000. It is organized as an LLC with individual ownership and describes itself as a capital allocator that serves both individual/family and institutional clients. The firm provides financial planning and portfolio management for individuals, small businesses and institutions, and it also acts in the selection of third‑party advisers. Mosaic offers a mix of fee arrangements — percentage of AUM alongside hourly and fixed fees — and lists accounting among its business activities. The firm does not identify as an active ESG investor and is not a multi‑state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities48%
- Public Funds/Mutual Funds39%
- Cash & Cash Equivalents7%
- US Government Bonds2%
- State & Local Bonds2%
Contacts
3 of 9DERRICK ALLEN
PartnerCRD 6931796
JANE-ELLEN WOLAK
Founding PartnerCRD 2859788
BREWSTER LINDBLAD
ManagerCRD 6186331
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 61Active vs passive
$79.7M in ETFs
68%
$54.2M
11%
$25.5M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $15.6M | 23,850 | 19.54% |
Location
CHICAGO, IL
COOK
Location
CHICAGO, IL
Headquartered in CHICAGO, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- COOK
- Address
- 225 W Randolph St
- Time zone
- CT (UTC-6)
- Office locations
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