THE MATHES COMPANY, INC.
Firm details
- Headquarters
- New York, New York
- CRD number
- 109288
- Registered since
- July 31, 1997
- Website
- www.mathesco.com
- Fee structure
- Percentage of AUM
- Client types
- HNWI100%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
The Mathes Company, Inc. is a privately owned corporate RIA that has been SEC-registered since 1997. It focuses on portfolio management for individuals and small businesses and charges clients on a percentage-of-assets-under-management basis. The firm emphasizes direct portfolio management rather than operating primarily as a third‑party capital allocator, and it does not identify as an active ESG investor or a multi‑state adviser. Its client base is concentrated on individual and family relationships, with services tailored to discretionary management. Advisory activity is described specifically as portfolio management for individuals and small businesses, indicating a client-service model built around customized accounts rather than institutional or pension consulting work.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities79%
- Cash & Cash Equivalents6%
- US Government Bonds4%
- State & Local Bonds4%
- Investment Grade Corp Bonds4%
Contacts
2 of 2SORRELL MATHES
ChairmanCRD 322739
RICHARD MATHES
PresidentCRD 1852109
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 54Active vs passive
$106M in ETFs
98%
$104M
<1%
$2M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES EXPANDED TECH SECTOR ETF (IGM) | BlackRock | Passive | Technology | $14.6M | 123,235 | 13.75% |
Location
New York, NY
NEW YORK
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- NEW YORK
- Address
- 12 E 49th St
- Time zone
- ET (UTC-5)
- Office locations
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