The Main Street Group

RIASEC Registered
Total AUM
$515M
Discretionary
$515M
100% of AUM
Avg account
$207K
Accounts
2,488
Employees
13
Advisory reps
10

Firm details

Headquarters
Glen Allen, Virginia
CRD number
175502
Registered since
May 8, 2018
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Individuals52.35%
  • HNWI45.24%
  • Pension & Profit Sharing Plans1.68%
  • Corporations / Businesses0.58%
  • Charitable Organizations0.16%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

The Main Street Group is an independent, privately owned registered investment adviser organized as a corporation. The firm is registered with the SEC and has held that registration since 2018. Its client mix includes individuals and families as well as institutional relationships, and its advisory offering centers on financial planning and portfolio management for individuals and small businesses. Fee arrangements are flexible: percentage of AUM, hourly, and fixed-fee engagements are all used. Investmently, the firm tilts toward liquid pooled vehicles — public funds, mutual funds and ETFs — while also maintaining allocations to a range of alternative strategies. The Main Street Group identifies as an active ESG investor, which suggests ESG considerations are applied across at least portions of its public- and private-market allocations.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 82%, Exchange Traded Equities 11%, US Government Bonds 6%, Cash & Cash Equivalents 1%82%
  • Public Funds/Mutual Funds82%
  • Exchange Traded Equities11%
  • US Government Bonds6%
  • Cash & Cash Equivalents1%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 310

Active vs passive

$378M in ETFs

Passive

76%

$287M

Active

24%

$91.1M

ETFProviderStyleCategoryValueShares% of portfolio
PROSHARES ULTRA QQQ (QLD)ProSharesPassiveTrading Leveraged Equity$102M1,069,05727.04%

Location

Primary office

Glen Allen, VA

Henrico

Location

Glen Allen, VA

Headquartered in Glen Allen, VA, in the South of the United States.

Region
South
County
Henrico
Address
4510 Cox Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth