THE LEWIS FINANCIAL GROUP

RIASEC RegisteredEst. 2021
Total AUM
$482M
Discretionary
$482M
100% of AUM
Avg account
$698K
Accounts
691
Employees
6
Advisory reps
6

Firm details

Headquarters
ASHBURN, Virginia
CRD number
315692
Registered since
August 23, 2021
Custodians
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI91.56%
  • Individuals8.44%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

The Lewis Financial Group is an independent SEC-registered registered investment adviser organized as an LLC and operating as a capital allocator for individual and family clients. The firm registered with the SEC in 2021 and combines traditional wealth management with insurance-brokerage activity. Its advisory services span financial planning, portfolio management for individuals and small businesses as well as for businesses or institutions, pension consulting, and the selection of outside advisers. Fee arrangements include percentage-of-AUM billing alongside hourly and fixed-fee engagements. The firm also identifies as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 71%, Public Funds/Mutual Funds 18%, State & Local Bonds 6%, Cash & Cash Equivalents 2%, Non-Exchange Traded Equities 1%, US Government Bonds 1%, Other 1%71%
  • Exchange Traded Equities71%
  • Public Funds/Mutual Funds18%
  • State & Local Bonds6%
  • Cash & Cash Equivalents2%
  • Non-Exchange Traded Equities1%

Contacts

3 of 6
  • Elisa Hasan

    Client Service AssociateCRD 7071536

  • KAREN LEWIS

    Managing Director, Financial AdvisorCRD 2294583

  • ANDREW LEWIS

    Founder and CCOCRD 2246107

Unlock 3 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 97

Active vs passive

$330M in ETFs

Passive

68%

$225M

Active

28%

$105M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$15.1M23,1234.58%

Location

Primary office

ASHBURN, VA

LOUDOUN

Location

ASHBURN, VA

Headquartered in ASHBURN, VA, anchoring the Washington-Baltimore-Arlington, DC-MD-VA-WV-PA metro in the South.

Metro area
Washington-Baltimore-Arlington, DC-MD-VA-WV-PA
Region
South
County
LOUDOUN
Address
20755 Williamsport Pl
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth