The Lam Group, Inc.

RIASEC RegisteredEst. 2004

Total AUM

$507M

Discretionary

$416M

82% of AUM

Avg account

$1.9M

Accounts

270

Employees

Advisory reps

Firm details

Headquarters: ,
CRD number: 128055
Registered since: January 2, 2004
Website: www.thelamgroup.com
Custodians: CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI95.75%
Pension & Profit Sharing Plans3.27%
Charitable Organizations0.84%
Individuals0.14%
Services: Portfolio Management for Individuals

Firm profile

FINTRX

Overview

The Lam Group, Inc. is an independent registered investment adviser that has been SEC-registered since 2004 and is owned by an individual. It serves a mix of high-net-worth individuals and families as well as institutional clients, and its advisory work centers on portfolio management for individuals and small businesses. The firm charges a combination of percentage-of-AUM and fixed fees. According to its filings it does not identify as an active ESG investor, is not a multi-state adviser, and does not operate as a capital allocator or pension consultant.