THE INVESTMENT CONNECTION LLC

Overview

The Investment Connection LLC operates as an independent RIA focused on serving individual and family clients. The firm acts as a capital allocator and combines fee models (percentage of AUM and fixed fees) while delivering financial planning, portfolio management for individuals and small businesses, and selection of other advisers. The adviser’s filings also list pension consulting as an offered activity, indicating capability to support workplace retirement issues even though its client base is primarily private individuals and families. Investment behavior skews toward pooled public vehicles for core exposures, supplemented by targeted alternative allocations. The firm is not positioned as an ESG investor and is not registered as a multi-state adviser on its filing. Its business model emphasizes discretionary management — the majority of assets are run on a discretionary basis — with a smaller non-discretionary sleeve.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices