The Fiduciary Alliance

RIASEC RegisteredEst. 2016
Total AUM
$2.5B
Discretionary
$2.5B
98% of AUM
Avg account
$276K
Accounts
9,155
Employees
76
Advisory reps
49

Firm details

Headquarters
Greenville, South Carolina
CRD number
284924
Registered since
August 17, 2016
Website
www.fiduciaryalliance.org
Custodians
CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees, Performance Based Fees
Client types
  • Individuals48.28%
  • HNWI44.74%
  • Other Investment Advisers3.29%
  • Corporations / Businesses2.62%
  • Pension & Profit Sharing Plans0.45%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

The Fiduciary Alliance is an independent, SEC‑registered registered investment adviser organized as an LLC and operating since 2016. The firm positions itself as a capital allocator serving both individual/family and institutional clients. Its advisory offerings span financial planning, portfolio management for individuals and businesses, selection of third‑party advisers, and educational seminars. The firm reports a multi‑fee model—percentage of AUM, hourly, fixed fees, and performance‑based fees—consistent with a mix of discretionary portfolio management and bespoke advisory work. The Fiduciary Alliance does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 48%, Public Funds/Mutual Funds 36%, Cash & Cash Equivalents 10%, State & Local Bonds 2%, Other 2%, US Government Bonds 1%, Investment Grade Corp Bonds 1%48%
  • Exchange Traded Equities48%
  • Public Funds/Mutual Funds36%
  • Cash & Cash Equivalents10%
  • State & Local Bonds2%
  • Other2%

Owners & executives

3 of 3
  • Gregory Towner

    Gregory Towner

    Chief Investment OfficerCRD 3262601

  • Robert Moses

    Robert Moses

    CEO & FounderCRD 4132113

  • David Dunn

    David Dunn

    Founder & CEOCRD 1858090

Contacts

3 of 46
  • Brian Dick

    Brian Dick

    OwnerCRD 5290334

  • Edgar Mclean

    Investment Advisor RepresentativeCRD 5322814

  • John Coble

    John Coble

    Registered RepresentativeCRD 4287621

Unlock 43 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 291

Active vs passive

$822M in ETFs

Passive

74%

$610M

Active

14%

$211M

ETFProviderStyleCategoryValueShares% of portfolio
STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) ETF (SPYM)State Street$40.8M464,5924.97%
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Location

Primary office

Greenville, SC

Greenville

Location

Greenville, SC

Headquartered in Greenville, SC, anchoring the Greenville-Spartanburg-Anderson, SC metro in the South.

Metro area
Greenville-Spartanburg-Anderson, SC
Region
South
County
Greenville
Address
135 S Main St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth