The Fiduciary Alliance

RIASEC Registered

Total AUM

$2.5B

Discretionary

$2.5B

98% of AUM

Avg account

$276K

Accounts

9,155

Employees

Advisory reps

Firm details

Headquarters: Greenville, South Carolina
CRD number: 284924
Registered since: August 17, 2016
Website: www.fiduciaryalliance.org
Custodians: CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Performance Based Fees
Client types: Individuals48.28%
HNWI44.74%
Other Investment Advisers3.29%
Corporations / Businesses2.62%
Pension & Profit Sharing Plans0.45%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

The Fiduciary Alliance is an independent registered investment adviser that began SEC registration in 2016. Structured as an LLC and owned by an individual, the firm serves both individual and family clients as well as institutional investors. Services range from financial planning and portfolio management for individuals, small businesses and institutions to selection of outside advisers and educational workshops. The firm describes itself as a capital allocator and uses multiple fee arrangements — percentage of assets under management, hourly fees, fixed fees and performance-based fees — depending on client engagement. The firm does not identify as an active ESG investor. Its advisory activity emphasizes traditional financial planning and discretionary portfolio management combined with third-party manager selection and client education.