THE DALA GROUP, LLC
Firm details
- Headquarters
- HOFFMAN ESTATES, Illinois
- CRD number
- 291828
- Registered since
- May 5, 2023
- Website
- thedalagroup.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Commissions
- Client types
- HNWI66.98%
- Individuals33.02%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
The Dala Group, LLC is an independent SEC-registered registered investment adviser formed as an LLC and registered in 2023. It positions itself as a private wealth adviser serving individual and family clients, combining advisory work with insurance brokerage. Its advisory scope includes financial planning and portfolio management for individuals, small businesses, and institutional/business clients. Fee arrangements are mixed: percentage-of-AUM, hourly charges, and commissions. The firm is not designated as a capital allocator, does not identify as an active ESG investor, and is not flagged as a multi-state or related adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds61%
- Exchange Traded Equities21%
- Cash & Cash Equivalents10%
- Investment Grade Corp Bonds4%
- State & Local Bonds3%
Owners & executives
1 of 1MICHAEL HEATWOLE
Founder and CEOCRD 6120770
Contacts
3 of 7KIMBERLY VELASCO
Wealth AdvisorCRD 6400320
Dana Arvanites
Wealth AdvisorCRD 7242118
Peyton Brousseau
Associate Wealth AdvisorCRD 8037930
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 33Active vs passive
$80.6M in ETFs
83%
$66.8M
2%
$13.8M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO S&P MIDCAP MOMENTUM ETF (XMMO) | Invesco | Passive | Mid Cap Blend | $15.1M | 104,230 | 18.76% |
Location
HOFFMAN ESTATES, IL
LAKE
Location
HOFFMAN ESTATES, IL
Headquartered in HOFFMAN ESTATES, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- LAKE
- Address
- 2800 W Higgins Rd
- Time zone
- CT (UTC-6)
- Office locations
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