The Dala Group, LLC
Firm details
- Headquarters
- Hoffman Estates, Illinois
- CRD number
- 291828
- Registered since
- May 5, 2023
- Website
- thedalagroup.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Commissions
- Client types
- HNWI66.98%
- Individuals33.02%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
The Dala Group, LLC is an independent registered investment adviser organized as an LLC and registered with the SEC in 2023. It serves individual and family clients and offers a mix of financial planning, portfolio management for individuals and small businesses, and portfolio management services for businesses or institutions. The firm also operates as an insurance broker, which ties into its product mix and fee structure. Its billing methods include percentage-of-assets, hourly fees, and commission-based compensation. The firm does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds61%
- Exchange Traded Equities21%
- Cash & Cash Equivalents10%
- Investment Grade Corp Bonds4%
- State & Local Bonds3%
Owners & executives
1 of 1
Michael Heatwole
Founder and CEOCRD 6120770
Contacts
3 of 7
Kimberly Velasco
Wealth AdvisorCRD 6400320
Dana Arvanites
Wealth AdvisorCRD 7242118
Peyton Brousseau
Associate Wealth AdvisorCRD 8037930
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 33Active vs passive
$80.6M in ETFs
83%
$66.8M
2%
$13.8M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO S&P MIDCAP MOMENTUM ETF (XMMO) | Invesco | Passive | Mid Cap Blend | $15.1M | 104,230 | 18.76% |
Location
Hoffman Estates, IL
Lake
Location
Hoffman Estates, IL
Headquartered in Hoffman Estates, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- Lake
- Address
- 2800 W Higgins Rd
- Time zone
- CT (UTC-6)
- Office locations
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