The Carroll Group, Inc.

Overview

The Carroll Group, Inc. is a fee-based wealth manager serving individual and family clients, with an advisory focus on portfolio management for individuals and small businesses. The firm is single-office and not a multi-state adviser. It charges clients a percentage of assets under management and operates with fully discretionary authority across the accounts it manages. The firm does not highlight ESG as part of its investment approach and is not positioned as a capital allocator or related-adviser vehicle; instead, it runs direct-managed portfolios and uses external pooled vehicles where appropriate. The Carroll Group, Inc. registered with the SEC in 2025 and is owned by an individual. Investment activity leans clearly toward equity exposure. The firm favors exchange-traded equities as its primary vehicle for implementing equity strategies, and it uses separate managed account structures to deliver those strategies to a small, high-net-worth client base.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices