THE CARLYLE GROUP

RIASEC RegisteredEst. 1996
Total AUM
$284B
Discretionary
$201B
71% of AUM
Avg account
$464M
Accounts
612
Employees
1,040
Advisory reps
7

Firm details

Headquarters
Washington, District of Columbia
CRD number
111128
Registered since
August 6, 1996
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees
Client types
  • Pooled Investment Vehicles71.67%
  • Insurance Companies28.33%
  • Other0.01%
Services
Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

The Carlyle Group operates as a multifaceted investment manager organized as an LLC and registered with the SEC since 1996. It functions across private equity, hedge fund, real estate, securitized assets and other alternative strategies, and describes itself as a capital allocator to institutional clients. The firm performs portfolio management for pooled vehicles and for business or institutional mandates, and it also has CPO/CTA activities. Fee arrangements include asset-based fees, fixed fees and performance fees. Carlyle is identified as an active ESG investor and maintains affiliations that include broker-dealer relationships, other advisory activities, and roles as sponsor, general partner and managing member of pooled investment vehicles.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Other 100%100%
  • Other100%

Owners & executives

3 of 4
  • CATHERINE ZIOBRO

    Chief Compliance OfficerCRD 5642930

  • JUSTIN PLOUFFE

    Deputy Chief Investment OfficerCRD 6223477

  • HARVEY SCHWARTZ

    Member of the Board and Chief Executive OfficerCRD 1723597

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Contacts

3 of 3
  • JEFFREY FERGUSON

    Managing DirectorCRD 4650762

  • HEATHER MITCHELL

    Partner, Managing DirectorCRD 6040519

  • LINDSAY LOBUE

    Advisory Director / Retired PartnerCRD 2955144

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Washington, DC

DISTRICT OF COLUMBIA

Location

Washington, DC

Headquartered in Washington, DC, anchoring the Washington-Baltimore-Arlington, DC-MD-VA-WV-PA metro in the South.

Metro area
Washington-Baltimore-Arlington, DC-MD-VA-WV-PA
Region
South
County
DISTRICT OF COLUMBIA
Address
1001 Pennsylvania Ave NW
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth