THE BROUGHTON INVESTMENT GROUP, INC.

Overview

The Broughton Investment Group, Inc. is an independent registered investment adviser that focuses on individual and family clients. Its advisory services span financial planning, portfolio management for individuals and small businesses, pension consulting, periodic publications and educational seminars. The firm charges clients through a mix of percentage-of-AUM fees as well as hourly and fixed-fee arrangements, which supports both ongoing portfolio management relationships and one-off consulting or planning engagements. Investment implementation appears centered on publicly traded equities and exchange-traded strategies, supported by allocations to third-party alternative managers. The firm is not positioned as an ESG-focused investor and manages client assets on a discretionary basis. Owner structure is individual ownership and the business is set up as a corporation.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices