THE BOLLARD GROUP LLC
Firm details
- Headquarters
- BOSTON, Massachusetts
- CRD number
- 155317
- Registered since
- October 14, 2011
- Website
- www.bollard.com
- Custodians
- NATIONAL FINANCIAL SERVICES LLC, MORGAN STANLEY & CO. LLC, J.P. MORGAN SECURITIES INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Performance Based Fees
- Client types
- HNWI79.16%
- Pooled Investment Vehicles20.84%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesSelection of Other Advisers
Firm profile
FINTRXOverview
The Bollard Group LLC is an independent, individually owned registered investment adviser that has been SEC-registered since 2011. It functions as a capital allocator for both high-net-worth individuals/families and institutional clients, offering financial planning, discretionary portfolio management for individuals and for pooled vehicles, and manager selection services. Its fee arrangements include asset-based fees, hourly charges, and performance-based fees. The firm identifies as an active ESG investor and explicitly allocates to third-party managers and private pooled vehicles as part of its advisory mandate.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities71%
- US Government Bonds23%
- Investment Grade Corp Bonds3%
- Other2%
- Cash & Cash Equivalents1%
Owners & executives
1 of 1GEORGE HIBBARD
Chief Compliance OfficerCRD 4726702
Contacts
3 of 3ANASTASIOS PARAFESTAS
Managing MemberCRD 5879630
JEAN QIU
Accounting ManagerCRD 6969283
SILVESTRO CALABRESE
PartnerCRD 5955216
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 58Active vs passive
$34.2M in ETFs
99%
$33.8M
0%
$376K
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO QQQ TRUST SERIES 1 (QQQ) | Invesco | Passive | Large Growth | $6.2M | 10,732 | 18.11% |
Location
BOSTON, MA
SUFFOLK
Location
BOSTON, MA
Headquartered in BOSTON, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.
- Metro area
- Boston-Worcester-Providence, MA-RI-NH-CT
- Region
- Northeast
- County
- SUFFOLK
- Address
- 1 Joy St
- Time zone
- ET (UTC-5)
- Office locations
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