Texas Capital Bank Private Wealth Advisors

RIASEC RegisteredEst. 2018
Total AUM
$4.2B
Discretionary
$3.4B
80% of AUM
Avg account
$1.9M
Accounts
2,251
Employees
64
Advisory reps
57

Firm details

Headquarters
Dallas, Texas
CRD number
298422
Registered since
November 29, 2018
Website
www.texascapitalbank.com
Custodians
PERSHING LLC, RAYMOND JAMES & ASSOCIATES, INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI51.97%
  • Corporations / Businesses26.77%
  • Banking / Thrift Institutions9.98%
  • Investment Companies5.72%
  • Charitable Organizations5.56%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Texas Capital Bank Private Wealth Advisors is a corporate, SEC‑registered independent registered investment adviser (since 2018) that serves both individual and institutional clients. The firm functions as a capital allocator, offering financial planning and portfolio management across individuals, small businesses, funds, and institutions, as well as pension consulting and manager selection. Fee arrangements include both percentage‑of‑AUM and fixed fees. The firm lists brokerage, banking, insurance and municipal advisory relationships among its industry affiliations. It is not characterized as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 35%, Exchange Traded Equities 23%, Cash & Cash Equivalents 19%, State & Local Bonds 12%, US Government Bonds 6%, Non-Investment Grade Corp Bonds 2%, Other 2%, Investment Grade Corp Bonds 1%35%
  • Public Funds/Mutual Funds35%
  • Exchange Traded Equities23%
  • Cash & Cash Equivalents19%
  • State & Local Bonds12%
  • US Government Bonds6%

Owners & executives

3 of 4
  • James Orr

    James Orr

    Managing Director, Chief Investment OfficerCRD 1589436

  • John Cummings

    John Cummings

    Chief Administrative Officer and Managing DirectorCRD 2729018

  • Vivek Misra

    Chief Compliance OfficerCRD 8078773

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Contacts

3 of 53
  • David Sirna

    David Sirna

    Executive DirectorCRD 4010272

  • Marc Dunbar

    Marc Dunbar

    Vice PresidentCRD 6640719

  • Brett Fenn

    Brett Fenn

    Managing DirectorCRD 4835646

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 98

Active vs passive

$1.1B in ETFs

Passive

99%

$1B

Active

1%

$15.9M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD 500 INDEX FUND (VOO)VanguardPassiveLarge Blend$440M640,88741.58%
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Location

Primary office

Dallas, TX

Dallas

Location

Dallas, TX

Headquartered in Dallas, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area
Dallas-Fort Worth, TX-OK
Region
South
County
Dallas
Address
2000 Mc Kinney Ave
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth