TEMPUS WEALTH PLANNING, LLC

RIASEC RegisteredEst. 2016
Total AUM
$699M
Discretionary
$669M
96% of AUM
Avg account
$399K
Accounts
1,751
Employees
9
Advisory reps
10

Firm details

Headquarters
IRVINE, California
CRD number
285349
Registered since
November 7, 2016
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI79.36%
  • Individuals16.51%
  • Pension & Profit Sharing Plans4.13%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Tempus Wealth Planning, LLC is an independent registered investment adviser organized as an LLC and registered with the SEC since 2016. The firm serves individuals and families and bills on a mix of percentage-of-AUM, hourly, and fixed-fee arrangements. Its advisory services focus on financial planning and discretionary portfolio management for individuals, small businesses, and other business or institutional clients. Tempus does not describe itself as an active ESG investor and is not flagged as a multi-state adviser in the provided snapshot.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 70%, Public Funds/Mutual Funds 13%, Cash & Cash Equivalents 12%, Non-Exchange Traded Equities 1%, US Government Bonds 1%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%70%
  • Exchange Traded Equities70%
  • Public Funds/Mutual Funds13%
  • Cash & Cash Equivalents12%
  • Non-Exchange Traded Equities1%
  • US Government Bonds1%

Contacts

3 of 10
  • CAYDEN NORTON

    Financial AdvisorCRD 7259403

  • STEPHEN GILBRETH

    Managing PartnerCRD 3248269

  • Michael Carmo

    Investment Adviser RepresentativeCRD 7970278

Unlock 7 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 198

Active vs passive

$344M in ETFs

Passive

64%

$219M

Active

26%

$125M

ETFProviderStyleCategoryValueShares% of portfolio
CAPITAL GROUP DIVIDEND VALUE ETF (CGDV)Capital GroupActiveLarge Value$10.5M246,2583.04%

Location

Primary office

IRVINE, CA

ORANGE

Location

IRVINE, CA

Headquartered in IRVINE, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
ORANGE
Address
100 Spectrum Center Dr
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth