Team Financial Strategies

RIASEC RegisteredEst. 2013
Total AUM
$262M
Discretionary
$244M
93% of AUM
Avg account
$217K
Accounts
1,205
Employees
11
Advisory reps
13

Firm details

Headquarters
Abilene, Texas
CRD number
134104
Registered since
September 23, 2013
Website
www.teamstrategiesonline.com
Custodians
NATIONAL FINANCIAL SERVICES LLC, CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI60.74%
  • Individuals22.55%
  • Investment Companies6.93%
  • Pension & Profit Sharing Plans5.39%
  • Pooled Investment Vehicles3.71%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Team Financial Strategies is an independent registered investment adviser that began SEC registration in 2013 and is organized under individual ownership. The firm serves both individual and family clients as well as institutional accounts, charging either a percentage of assets under management or fixed fees. Its advisory menu includes comprehensive financial planning, portfolio management for individuals, small businesses and institutions, and pension consulting services. Team Financial Strategies does not identify as a capital allocator and is not flagged as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 39%, Exchange Traded Equities 32%, US Government Bonds 11%, Other 8%, Cash & Cash Equivalents 6%, Investment Grade Corp Bonds 4%39%
  • Public Funds/Mutual Funds39%
  • Exchange Traded Equities32%
  • US Government Bonds11%
  • Other8%
  • Cash & Cash Equivalents6%

Owners & executives

2 of 2
  • Chad Hoes

    Chad Hoes

    Chief Investment OfficerCRD 4803973

  • Matthew Giggey

    Chief Compliance OfficerCRD 4353612

Contacts

3 of 11
  • Joseph Team

    Joseph Team

    Founder and PresidentCRD 4820236

  • Joby Raymond

    Joby Raymond

    Financial AdvisorCRD 6130736

  • Landon Sheets

    ShareholderCRD 6543150

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 25

Active vs passive

$65.2M in ETFs

Passive

73%

$47.7M

Active

27%

$17.5M

ETFProviderStyleCategoryValueShares% of portfolio
INVESCO QQQ TRUST SERIES 1 (QQQ)InvescoPassiveLarge Growth$9.4M12,82614.49%
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Location

Primary office

Abilene, TX

Taylor

Location

Abilene, TX

Headquartered in Abilene, TX, in the South of the United States.

Region
South
County
Taylor
Address
425 Cypress St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth