TEAM FINANCIAL STRATEGIES

RIASEC RegisteredEst. 2013

Total AUM

$262M

Discretionary

$244M

93% of AUM

Avg account

$217K

Accounts

1,205

Employees

Advisory reps

Firm details

Headquarters: ABILENE, Texas
CRD number: 134104
Registered since: September 23, 2013
Website: www.teamstrategiesonline.com
Custodians: NATIONAL FINANCIAL SERVICES LLC, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI60.74%
Individuals22.55%
Investment Companies6.93%
Pension & Profit Sharing Plans5.39%
Pooled Investment Vehicles3.71%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Team Financial Strategies is an independent RIA that has been SEC-registered since 2013 and is owned by an individual principal. The firm serves both individuals and families as well as institutional clients, delivering financial planning, portfolio management for individuals and businesses, and pension consulting-style services. Its fee model mixes percentage-of-AUM billing with fixed fees, and it operates without a formal capital-allocation business model. Investment activity centers on public funds and mutual funds as the largest building blocks of client portfolios, with active use of ETFs and individual equities. The firm's 13F filings and custody data indicate a meaningful fixed-income tilt inside its public positions (its largest 13F holding is a corporate bond ETF), alongside diversified equity exposure. Team Financial Strategies also allocates to third-party alternative managers in real estate, commodities and oil & gas, and uses annuities and mutual funds as part of client solutions.