Team Financial Strategies

RIASEC RegisteredEst. 2013

Total AUM

$262M

Discretionary

$244M

93% of AUM

Avg account

$217K

Accounts

1,205

Employees

11

Advisory reps

13

Firm details

Headquarters: Abilene, Texas
CRD number: 134104
Registered since: September 23, 2013
Website: www.teamstrategiesonline.com
Custodians: NATIONAL FINANCIAL SERVICES LLC, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI60.74%
Individuals22.55%
Investment Companies6.93%
Pension & Profit Sharing Plans5.39%
Pooled Investment Vehicles3.71%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Team Financial Strategies is an independent, individual‑owned registered investment adviser that has been SEC‑registered since 2013. The firm serves both individuals/families and institutional clients and charges a mix of percentage‑of‑AUM and fixed fees. Its advisory offerings include financial planning, portfolio management for individuals and small businesses, management for investment companies and institutional/business clients, and pension consulting services. The firm is not positioned as a capital allocator, does not identify as an active ESG investor, and is not registered as a multi‑state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Public Funds/Mutual Funds39%
Exchange Traded Equities32%
US Government Bonds11%
Other8%
Cash & Cash Equivalents6%

Owners & executives

2 of 2

Chad Hoes
Chief Investment OfficerCRD 4803973
Matthew Giggey
Chief Compliance OfficerCRD 4353612

Contacts

3 of 11

Blake Marion
Financial PlanningCRD 6382572
Joseph Team
Founder and PresidentCRD 4820236
Harry Sheets
ShareholderCRD 6543151

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Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 50

Active vs passive

$130M in ETFs

Passive

73%

$95.4M

Active

27%

$34.9M

ETF	Provider	Style	Category	Value	Shares	% of portfolio
INVESCO QQQ TRUST SERIES 1 (QQQ)	Invesco	Passive	Large Growth	$9.4M	12,826	7.25%

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Primary office

Abilene, TX

Taylor

Location

Abilene, TX

Headquartered in Abilene, TX, in the South of the United States.

Region: South
County: Taylor
Address: 425 Cypress St
Time zone: CT (UTC-6)
Office locations

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