TCP Investments LLC

RIASEC Registered
Total AUM
$1.8M
Discretionary
$1.8M
100% of AUM
Avg account
$114K
Accounts
16
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
137073
Custodians
PROFUNDS DISTRIBUTORS, INC.
Fee structure
Percentage of AUM
Client types
  • Individuals100%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

TCP Investments LLC is a small, single-owner advisory firm organized as an LLC that provides discretionary portfolio management primarily for individual and family clients and small businesses. The firm charges fees as a percentage of assets under management and concentrates its allocations in publicly traded pooled vehicles rather than direct stock-picking or broad alternative strategies. TCP Investments LLC does not position itself as a multi-state adviser, pension consultant, capital allocator or active ESG investor; its advisory scope is focused and compact. Investment activity centers on mutual funds and other public fund vehicles, reflecting a model that leans on packaged investment products and external fund managers rather than bespoke private deals or extensive direct investments. The firm is classified as an unclassified adviser and reports advisory activities tied to portfolio management for individuals and small business clients.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 100%100%
  • Public Funds/Mutual Funds100%

Owners & executives

1 of 1
  • Robert Johnson

    President and Chief Investment OfficerCRD 5027864

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth