TCFG Investment Advisors, LLC
Firm details
- Headquarters
- Laguna Niguel, California
- CRD number
- 166606
- Registered since
- February 9, 2013
- Website
- www.tcfgcompanies.com
- Custodians
- PERSHING LLC, CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges
- Client types
- Individuals63.73%
- HNWI36.27%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
TCFG Investment Advisors, LLC is an SEC-registered investment adviser (registration year 2013) that provides financial planning and discretionary portfolio management primarily for individual and family clients, as well as small businesses. The firm operates as an LLC with ownership tied to a domestic entity and individual stakeholders. Its compensation model combines an assets-under-management fee with hourly billing for certain services. The firm reports affiliations with a broker-dealer and an insurance company, and it does not identify as an active ESG investor. Service offerings center on tailored financial planning and ongoing portfolio oversight rather than institutional or pension consulting.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities79%
- Cash & Cash Equivalents14%
- Non-Exchange Traded Equities4%
- Other2%
- US Government Bonds1%
Owners & executives
1 of 1Richard Roberts
CEOCRD 2145874
Contacts
3 of 31
Gregory Giles
Financial AdvisorCRD 5081420

Burton Brown
Investment AdvisorCRD 5180421
Timothy Soules
AgentCRD 4328561
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Laguna Niguel, CA
Orange
Location
Laguna Niguel, CA
Headquartered in Laguna Niguel, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- Orange
- Address
- 28202 Cabot Rd
- Time zone
- PT (UTC-8)
- Office locations
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