TCFG Investment Advisors, LLC
Firm details
- Headquarters
- Laguna Niguel, California
- CRD number
- 166606
- Registered since
- February 9, 2013
- Website
- www.tcfgcompanies.com
- Custodians
- PERSHING LLC, CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges
- Client types
- Individuals63.73%
- HNWI36.27%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
TCFG Investment Advisors, LLC is an SEC-registered limited liability company that provides financial planning and portfolio management primarily for individuals and small businesses. The firm bills clients on a percentage-of-assets-under-management basis and also uses hourly fees for certain services. Its reporting indicates it does not position itself as a capital allocator and does not identify as an active ESG investor. The firm lists broker-dealer and insurance company affiliations in its industry relationships.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities79%
- Cash & Cash Equivalents14%
- Non-Exchange Traded Equities4%
- Other2%
- US Government Bonds1%
Owners & executives
1 of 1Richard Roberts
CEOCRD 2145874
Contacts
3 of 31
Gregory Giles
Financial AdvisorCRD 5081420
Burton Brown
Investment AdvisorCRD 5180421
Timothy Soules
AgentCRD 4328561
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Laguna Niguel, CA
Orange
Location
Laguna Niguel, CA
Headquartered in Laguna Niguel, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- Orange
- Address
- 28202 Cabot Rd
- Time zone
- PT (UTC-8)
- Office locations
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