TCFG Investment Advisors, LLC

RIASEC RegisteredEst. 2013
Total AUM
$639M
Discretionary
$639M
100% of AUM
Avg account
$295K
Accounts
2,171
Employees
27
Advisory reps
32

Firm details

Headquarters
LAGUNA NIGUEL, California
CRD number
166606
Registered since
February 9, 2013
Website
www.tcfgcompanies.com
Custodians
PERSHING LLC, CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • Individuals63.73%
  • HNWI36.27%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

TCFG Investment Advisors, LLC is an SEC-registered investment adviser organized as an LLC and registered in 2013. The firm focuses on serving individual and family clients with financial planning and portfolio management for individuals and small businesses. Its fee arrangements include a percentage-of-assets-under-management component and hourly charges. The firm reports affiliations with broker-dealers and insurance companies and identifies itself as an allocator that does not pursue ESG investing as part of its stated approach.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 79%, Cash & Cash Equivalents 14%, Non-Exchange Traded Equities 4%, Other 2%, US Government Bonds 1%, Investment Grade Corp Bonds 1%, Non-Investment Grade Corp Bonds 1%79%
  • Exchange Traded Equities79%
  • Cash & Cash Equivalents14%
  • Non-Exchange Traded Equities4%
  • Other2%
  • US Government Bonds1%

Owners & executives

2 of 2

  • RICHARD ROBERTS

    CEOCRD 2145874

  • Deetra Tesla

    Chief Compliance OfficerCRD 2567278

Contacts

3 of 30

  • STEVEN JAKSCH

    Financial AdvisorCRD 4405023

  • PETER GLOWACKI

    Investment AdvisorCRD 1156214

  • TERRY DEEVER

    PresidentCRD 4215379

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

LAGUNA NIGUEL, CA

ORANGE

Location

LAGUNA NIGUEL, CA

Headquartered in LAGUNA NIGUEL, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
ORANGE
Address
28202 Cabot Rd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth