Tbms Wealth LLC

RIASEC Registered
Total AUM
$9.4M
Discretionary
$9.4M
100% of AUM
Avg account
$240K
Accounts
39
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
304191
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI84.96%
  • Individuals15.04%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Tbms Wealth LLC is an independent, individually owned registered investment adviser focused on serving individuals and families. The firm provides financial planning and discretionary portfolio management for individuals and small businesses. Its fees are a mix of asset-based charges, hourly consulting fees, and fixed-fee arrangements. Tbms is not organized as a capital allocator and does not present itself as an active ESG investor; it is not registered as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 94%, Exchange Traded Equities 4%, Cash & Cash Equivalents 2%94%
  • Public Funds/Mutual Funds94%
  • Exchange Traded Equities4%
  • Cash & Cash Equivalents2%

Contacts

1 of 1
  • Todd Pniewski

    Todd Pniewski

    Owner / AdvisorCRD 2932921

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

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Awards

FINTRX

Location

Primary office

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Location

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Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth