TASSEL CAPITAL MANAGEMENT, INC

RIASEC RegisteredEst. 2021
Total AUM
$266M
Discretionary
$266M
100% of AUM
Avg account
$313K
Accounts
850
Employees
5
Advisory reps
4

Firm details

Headquarters
MATTHEWS, North Carolina
CRD number
121112
Registered since
February 25, 2021
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI65.57%
  • Individuals24.18%
  • Charitable Organizations5.79%
  • Corporations / Businesses3.14%
  • Pension & Profit Sharing Plans1.32%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Tassel Capital Management, Inc is an independent registered investment adviser that entered SEC registration in 2021 and is owned by an individual. The firm serves both individual & family clients and institutional clients, offering financial planning, portfolio management for individuals/small businesses and for businesses or institutions, and pension consulting. Its billing mixes percentage-of-AUM fees with hourly and fixed-fee arrangements. The adviser does not position itself as a capital allocator and is not flagged as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 63%, Public Funds/Mutual Funds 34%, Cash & Cash Equivalents 3%63%
  • Exchange Traded Equities63%
  • Public Funds/Mutual Funds34%
  • Cash & Cash Equivalents3%

Contacts

3 of 4
  • CARLTON WHITMAN

    Financial PlannerCRD 6375955

  • Susan Kelly

    Financial PlannerCRD 8108284

  • WILLIAM ERTEL

    PresidentCRD 3057870

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 39

Active vs passive

$185M in ETFs

Passive

7%

$12.8M

Active

86%

$172M

ETFProviderStyleCategoryValueShares% of portfolio
DIMENSIONAL INTERNATIONAL CORE EQUITY 2 ETF (DFIC)DimensionalActiveForeign Large Blend$34.5M970,09918.63%

Location

Primary office

MATTHEWS, NC

MECKLENBURG

Location

MATTHEWS, NC

Headquartered in MATTHEWS, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.

Metro area
Charlotte-Concord, NC-SC
Region
South
County
MECKLENBURG
Address
1220 Mann Dr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth