TAO Financial

RIASEC Registered
Total AUM
$15.8M
Discretionary
$12.5M
79% of AUM
Avg account
$118K
Accounts
133
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
310134
Custodians
CHARLES SCHWAB & CO., INC., ALTRUIST FINANCIAL LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Individuals67.63%
  • HNWI22.29%
  • Pension & Profit Sharing Plans10%
  • Corporations / Businesses0.09%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

TAO Financial is an independent, corporation-structured registered investment adviser that serves both individuals and families as well as institutional clients. The firm operates as a capital allocator and offers advisory services across financial planning, portfolio management for individuals and small businesses, pension consulting, selection of other advisers, and educational seminars. Its fee arrangements include assets-under-management percentages as well as hourly and fixed-fee engagements. TAO Financial identifies as an active ESG investor, incorporating environmental, social, and governance considerations into its investment approach.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 85%, Cash & Cash Equivalents 7%, Exchange Traded Equities 5%, State & Local Bonds 3%85%
  • Public Funds/Mutual Funds85%
  • Cash & Cash Equivalents7%
  • Exchange Traded Equities5%
  • State & Local Bonds3%

Contacts

1 of 1
  • Jeffrey George

    Jeffrey George

    Founder and PrincipalCRD 6276274

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

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Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth