TAO Financial
Firm details
- Headquarters
- ,
- CRD number
- 310134
- Website
- taofinancialusa.com
- Custodians
- CHARLES SCHWAB & CO., INC., ALTRUIST FINANCIAL LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- Individuals67.63%
- HNWI22.29%
- Pension & Profit Sharing Plans10%
- Corporations / Businesses0.09%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
TAO Financial is an independent registered investment adviser organized as a corporation and owned by an individual. The firm describes itself as a capital allocator serving both individual and family clients as well as institutional relationships. Its advisory practice spans financial planning, discretionary portfolio management for individuals and small businesses, pension consulting, vetting and selection of third‑party advisers, and delivery of educational seminars and workshops. TAO Financial charges a mix of percentage‑of‑AUM, hourly, and fixed fees and identifies itself as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds85%
- Cash & Cash Equivalents7%
- Exchange Traded Equities5%
- State & Local Bonds3%
Contacts
1 of 1
Jeffrey George
Founder and PrincipalCRD 6276274
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations
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