SYNERGY ASSET MANAGEMENT, LLC
Firm details
- Headquarters
- VANCOUVER, Washington
- CRD number
- 117201
- Registered since
- April 8, 2005
- Website
- synergy-am.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Performance Based Fees
- Client types
- Other Investment Advisers41.7%
- HNWI28.37%
- Individuals26.32%
- Investment Companies1.67%
- Pooled Investment Vehicles1.52%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Synergy Asset Management, LLC is an independent registered investment adviser organized as an LLC and SEC-registered since 2005. The firm acts as a capital allocator for a mixed client base that includes individual and family investors as well as institutional clients. Its advice and portfolio work cover financial planning, discretionary portfolio management across individual and pooled vehicles, pension consulting and manager selection, and the firm also sponsors and serves as GP/managing member for pooled vehicles. Compensation is flexible: percentage-of-AUM fees are the core model, with provisions for hourly billing and performance-based fees on certain strategies. Synergy is not flagged as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities78%
- Investment Grade Corp Bonds7%
- Cash & Cash Equivalents6%
- Public Funds/Mutual Funds5%
- US Government Bonds2%
Owners & executives
1 of 1JOSEPH MAAS
Founder and Chief Investment OfficerCRD 2170891
Contacts
3 of 8TODD JESSUP
PresidentCRD 4575423
Francis Roman
Portfolio ManagerCRD 6748585
Kellie Chandler
Financial AnalystCRD 7296435
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 153Active vs passive
$402M in ETFs
88%
$355M
11%
$47.5M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) BLOOMBERG 1-3 MONTH T-BILL ETF (BIL) | State Street | Passive | Ultrashort Bond | $95.8M | 1,044,993 | 23.80% |
Location
VANCOUVER, WA
CLARK
Location
VANCOUVER, WA
Headquartered in VANCOUVER, WA, anchoring the Portland-Vancouver-Salem, OR-WA metro in the West.
- Metro area
- Portland-Vancouver-Salem, OR-WA
- Region
- West
- County
- CLARK
- Address
- 13215 SE Mill Plain Blvd
- Time zone
- PT (UTC-8)
- Office locations
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