SWITCHPOINT FINANCIAL PLANNING LLC

RIASEC RegisteredEst. 2022
Total AUM
$367M
Discretionary
$361M
98% of AUM
Avg account
$699K
Accounts
525
Employees
3
Advisory reps
3

Firm details

Headquarters
LEHI, Utah
CRD number
282856
Registered since
May 13, 2022
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI93.08%
  • Individuals6.47%
  • Pension & Profit Sharing Plans0.3%
  • Charitable Organizations0.15%
Services
Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Switchpoint Financial Planning LLC is an independent RIA organized as an LLC and registered with the SEC since 2022. The firm serves individual, family and small institutional clients, offering financial planning, portfolio management for individuals and small businesses, and pension consulting. Its fee arrangements include a percentage of assets under management as well as hourly and fixed-fee engagements, which indicates a mix of ongoing advisory relationships and project-based work. The firm is owner-operated rather than part of a larger corporate network and does not identify as an active ESG investor or a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 89%, Exchange Traded Equities 9%, Cash & Cash Equivalents 1%89%
  • Public Funds/Mutual Funds89%
  • Exchange Traded Equities9%
  • Cash & Cash Equivalents1%

Contacts

3 of 3
  • Beau Kemp

    Lead AdvisorCRD 6969712

  • JAMES SWEENEY

    Founder & Wealth AdvisorCRD 5964234

  • Kyle Wilhelm

    Operations ManagerCRD 6066686

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 43

Active vs passive

$131M in ETFs

Passive

20%

$26.2M

Active

79%

$105M

ETFProviderStyleCategoryValueShares% of portfolio
DIMENSIONAL US CORE EQUITY 2 ETF (DFAC)DimensionalActiveLarge Blend$28.7M738,76421.91%

Location

Primary office

LEHI, UT

UTAH

Location

LEHI, UT

Headquartered in LEHI, UT, in the West of the United States.

Region
West
County
UTAH
Address
2901 W Blue Grass Blvd
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth