Swiftwater Capital

RIASEC RegisteredEst. 2025

Total AUM

$171M

Discretionary

$171M

100% of AUM

Avg account

$850K

Accounts

201

Employees

Advisory reps

Firm details

Headquarters: ,
CRD number: 329458
Registered since: December 5, 2025
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI93.39%
Individuals4.55%
Corporations / Businesses2.05%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Swiftwater Capital is an independent SEC-registered registered investment adviser that began SEC registration in 2025 and is structured as an LLC owned by an individual. The firm serves both individual and family clients as well as institutional clients, offering financial planning, discretionary portfolio management for individuals, small businesses and institutions, and pension consulting. Its fee menu includes percentage-of-AUM billing alongside hourly and fixed-fee engagements. Swiftwater identifies as an active ESG investor and is not organized as a capital allocator; it nevertheless uses external managers for certain alternative exposures.