Swell Financial

Overview

Swell Financial is an independent, boutique registered investment adviser that concentrates on serving individual and family clients. The firm describes itself as a capital allocator and offers a mix of financial planning and portfolio management services, including selection of other advisers when clients need access to specialized managers. Fee arrangements are flexible: the firm charges percentage-of-AUM fees and also uses hourly and fixed-fee engagements depending on client needs. Investment activity is centered on publicly traded pooled vehicles rather than direct-stock active trading. Swell Financial does not identify as an active ESG investor and is not registered as a multi-state adviser, which suggests its client base and regulatory footprint are compact. The firm reports acting primarily in a discretionary capacity, indicating it implements and rebalances portfolios on behalf of clients rather than operating predominantly on an advisory-only basis.

Assets & Accounts

Investments & Alternatives

Location & Offices