Sweetwater Financial Advisors, LLC

RIAState Registered

Total AUM

$84.4M

Discretionary

$82.8M

98% of AUM

Avg account

$77.2K

Accounts

1,094

Employees

3

Advisory reps

2

Firm details

Headquarters: Sugar Land, Texas
CRD number: 118372
Registered since: October 30, 2003
Website: www.sfacorp.com
Custodians: CHARLES SCHWAB & CO., INC., CAPITAL CLIENT GROUP, INC.
Fee structure: Percentage of AUM, Fixed Fees, Performance Based Fees
Client types: HNWI49.06%
Individuals37.38%
Pension & Profit Sharing Plans13.56%
Services: Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Sweetwater Financial Advisors, LLC is an independent, Texas-based registered investment adviser organized as an LLC and owned by an individual. The firm serves primarily individual and family clients, offering financial planning, portfolio management for individuals and small businesses, and pension consulting services. Its billing arrangements include percentage-of-AUM fees, fixed fees, and performance-based fees. Sweetwater does not position itself as an ESG-focused manager.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Public Funds/Mutual Funds65%
Exchange Traded Equities18%
Cash & Cash Equivalents10%
Investment Grade Corp Bonds7%

Contacts

2 of 2

David Teel
PartnerCRD 4381081
Mark Snelling
PartnerCRD 1824437

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

Primary office

Sugar Land, TX

Fort Bend

Location

Sugar Land, TX

Headquartered in Sugar Land, TX, anchoring the Houston-The Woodlands, TX metro in the South.

Metro area: Houston-The Woodlands, TX
Region: South
County: Fort Bend
Address: 4655 Sweetwater Blvd
Time zone: CT (UTC-6)
Office locations

Similar firms

Incomar Investments, LLC

Sugar Land, TX

AUM $91.9MTEAM 2REPS 2

MDX Wealth Management

Sugar Land, TX

AUM $70.3MTEAM 7REPS 7

Chung Wu Investment Group, LLC

Sugar Land, TX

AUM $147MTEAM 2REPS 2

Verus Financial Group

Sugar Land, TX

AUM $159MTEAM 8REPS 4

James G. Mcclellan Cpa

Sugar Land, TX

AUM $34.4MTEAM 1REPS 1

RWM Capital, LLC

Sugar Land, TX

AUM $222MTEAM 63REPS 14

More RIAs in Sugar Land →All Texas RIAs →