SWEETWATER FINANCIAL ADVISORS, LLC

RIASEC RegisteredEst. 2003

Total AUM

$84.4M

Discretionary

$82.8M

98% of AUM

Avg account

$77.2K

Accounts

1,094

Employees

Advisory reps

Firm details

Headquarters: SUGAR LAND, Texas
CRD number: 118372
Registered since: October 30, 2003
Website: www.sfacorp.com
Custodians: CHARLES SCHWAB & CO., INC., CAPITAL CLIENT GROUP, INC.
Fee structure: Percentage of AUM, Fixed Fees, Performance Based Fees
Client types: HNWI49.06%
Individuals37.38%
Pension & Profit Sharing Plans13.56%
Services: Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Sweetwater Financial Advisors, LLC is an independent, SEC-registered registered investment adviser formed in 2003 and organized as a limited liability company under individual ownership. The firm serves individual and family clients with a mix of financial planning, portfolio management for individuals and small businesses, and pension consulting services. Its fee arrangements include customary asset‑based fees alongside fixed fees and, in some cases, performance‑based fee schedules. The firm is not positioned as a capital allocator; rather, it appears to manage client portfolios directly while using third‑party vehicles for certain alternative exposures. Sweetwater does not identify as an ESG investor and is not flagged as a multistate adviser in the provided data.