SWAN & LEGEND

Exempt Reporting AdvisorFINRA MemberEst. 2015
Total AUM
Accounts
0
Advisory reps
3
Brokerage reps
0
Avg account
$0

Firm details

Headquarters
LEESBURG, Virginia
CRD number
175323
Registered since
March 11, 2015

Firm profile

FINTRX

Overview

Swan & Legend operates as a limited liability company that has been SEC-registered since 2015 and is owned by an individual. The firm is classified as unclassified in the snapshot data and does not present itself as a multi-state adviser, pension consultant, or capital allocator. It is not flagged as an active ESG investor. Firm activity centers on sponsoring and managing pooled investment vehicles: the organization is identified as a sponsor, general partner, and managing member for private pooled funds rather than as a traditional advisory business serving retail account households.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 3
  • ANTHONY NADER

    PartnerCRD 6461515

  • FREDRICK SCHAUFELD

    PartnerCRD 6461511

  • DAVID STRASSER

    PartnerCRD 2476788

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

LEESBURG, VA

LOUDOUN

Location

LEESBURG, VA

Headquartered in LEESBURG, VA, anchoring the Washington-Baltimore-Arlington, DC-MD-VA-WV-PA metro in the South.

Metro area
Washington-Baltimore-Arlington, DC-MD-VA-WV-PA
Region
South
County
LOUDOUN
Address
108 Loudoun St SW
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth