Svof/Mm, LLC

RIASEC RegisteredEst. 2004
Total AUM
$16.4M
Discretionary
$16.4M
100% of AUM
Avg account
$16.4M
Accounts
1
Employees
4
Advisory reps
2

Firm details

Headquarters
Santa Monica, California
CRD number
132205
Registered since
August 27, 2004
Fee structure
Percentage of AUM, Other
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment VehiclesSelection of Other Advisers

Firm profile

FINTRX

Overview

Svof/Mm, LLC is a limited liability company that has been SEC-registered since 2004 and operates as a securitized asset fund and capital allocator focused on institutional mandates. The firm acts as a commodity pool operator/commodity trading adviser and provides portfolio management for pooled investment vehicles as well as selection of other advisers. Fee arrangements include a percentage-of-assets component plus other fee structures. Svof/Mm, LLC identifies itself as an active ESG investor and is listed as a related adviser; it is not described as a multi-state or newly formed adviser and does not position itself as a pension consultant. The firm's reported affiliations span broker-dealer relationships, other registered investment adviser roles, registered municipal advisor activity, banking and trust company connections, insurance company links, and sponsorship or management roles for pooled investment vehicles and limited partnerships. That mix suggests a business model that combines direct sponsor/manager responsibilities with outsourcing or selection of third-party managers.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

1 of 1
  • Charles Park

    Chief Compliance OfficerCRD 2704483

Contacts

1 of 1
  • Philip Tseng

    Managing DirectorCRD 2773613

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Santa Monica, CA

Los Angeles

Location

Santa Monica, CA

Headquartered in Santa Monica, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Los Angeles
Address
2951 28th St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth