SVOF/MM, LLC

RIASEC RegisteredEst. 2004
Total AUM
$16.4M
Discretionary
$16.4M
100% of AUM
Avg account
$16.4M
Accounts
1
Employees
4
Advisory reps
2

Firm details

Headquarters
SANTA MONICA, California
CRD number
132205
Registered since
August 27, 2004
Fee structure
Percentage of AUM, Other
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment VehiclesSelection of Other Advisers

Firm profile

FINTRX

Overview

Svof/Mm, LLC is a limited liability company registered with the SEC since 2004 that operates as a securitized asset fund manager and capital allocator serving institutional clients. The firm combines commodity pool operator/commodity trading adviser functions with advisory roles for pooled investment vehicles, including portfolio management for those vehicles and selection of third‑party advisers. Its fee model includes a percentage-of-AUM component and other fee arrangements. The firm reports being an active ESG investor and is a related adviser within a broader family of affiliated entities. Its industry affiliations span broker-dealer relationships, registered municipal advisory roles, banking and trust connections, insurance company relationships, and sponsor/manager roles for pooled vehicles, among other linkages that support both distribution and sponsor activities.

Assets & Accounts

Investments & Alternatives

Private Funds

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • CHARLES PARK

    Chief Compliance OfficerCRD 2704483

Contacts

1 of 1
  • PHILIP TSENG

    Managing DirectorCRD 2773613

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

SANTA MONICA, CA

LOS ANGELES

Location

SANTA MONICA, CA

Headquartered in SANTA MONICA, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
LOS ANGELES
Address
2951 28th St
Time zone
PT (UTC-8)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth