Sustainvest Asset Management, LLC

RIASEC RegisteredEst. 2025
Total AUM
$137M
Discretionary
$137M
100% of AUM
Avg account
$382K
Accounts
360
Employees
1
Advisory reps
1

Firm details

Headquarters
Linwood, New Jersey
CRD number
166685
Registered since
June 2, 2025
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI60.84%
  • Individuals33.82%
  • Charitable Organizations4.18%
  • Corporations / Businesses0.68%
  • Pension & Profit Sharing Plans0.48%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Sustainvest Asset Management, LLC is an independent, fee-based registered investment adviser that provides portfolio management primarily to individual and family clients along with some institutional relationships. The firm is owned by an individual and began SEC registration in 2025. Its advisory work centers on managing discretionary portfolios for individuals and small businesses, and the firm reports active integration of ESG considerations into its investment approach. Sustainvest does not operate as a capital allocator; its business model focuses on direct portfolio management under a percentage-of-AUM fee structure.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 62%, Public Funds/Mutual Funds 23%, Investment Grade Corp Bonds 10%, Cash & Cash Equivalents 3%, US Government Bonds 1%, State & Local Bonds 1%62%
  • Exchange Traded Equities62%
  • Public Funds/Mutual Funds23%
  • Investment Grade Corp Bonds10%
  • Cash & Cash Equivalents3%
  • US Government Bonds1%

Contacts

1 of 1
  • Dale Wannen

    Dale Wannen

    FounderCRD 3147650

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

Linwood, NJ

Atlantic

Location

Linwood, NJ

Headquartered in Linwood, NJ, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the Northeast.

Metro area
Philadelphia-Reading-Camden, PA-NJ-DE-MD
Region
Northeast
County
Atlantic
Address
199 New Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth