Susquehanna Securities, LLC

Broker-DealerFINRA MemberEst. 1994
Total AUM
—
Advisory reps
529
Avg account
$0

Firm details

Headquarters
Bala Cynwyd, Pennsylvania
CRD number
35874
Registered since
April 4, 1994
Website
sig.com

Firm profile

FINTRX

Overview

Susquehanna Securities, LLC is a limited liability company that has been SEC-registered since 1994. The FINTRX snapshot classifies the firm as a domestic entity with individual ownership and lists it as "unclassified" for firm type. The dataset indicates the firm is not positioned as a capital allocator, is not an active ESG investor, and is not registered as a multi-state adviser or a pension consultant. Those attributes, combined with the holdings information below, point to a business focused on public-equity positions rather than a traditional fee-for-advice retail RIA model.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

1 of 1
  • Vincent Hegarty

    Chief Compliance OfficerCRD 1564639

Contacts

3 of 528
  • Michael Doherty

    CCOCRD 703900

  • Jeffrey Yass

    Managing DirectorCRD 1802451

  • Arthur Dantchik

    Managing DirectorCRD 1802453

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Bala Cynwyd, PA

Montgomery

Location

Bala Cynwyd, PA

Headquartered in Bala Cynwyd, PA, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the Northeast.

Metro area
Philadelphia-Reading-Camden, PA-NJ-DE-MD
Region
Northeast
County
Montgomery
Address
401 E City Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth