SUMO INVESTMENT MANAGEMENT LLC

Exempt Reporting AdvisorFINRA MemberEst. 2024
Total AUM
Accounts
0
Advisory reps
4
Brokerage reps
0
Avg account
$0

Firm details

Headquarters
CHICAGO, Illinois
CRD number
328651
Registered since
July 24, 2024

Firm profile

FINTRX

Overview

Sumo Investment Management LLC is an LLC that registered with the SEC in 2024 and is identified in regulatory filings as operating in the capacity of a commodity pool operator or commodity trading advisor (CPO/CTA). The firm is affiliated with a broker-dealer and is classified as an unclassified adviser in the snapshot data. Filings indicate it is not positioned as an active ESG investor, not a multi-state adviser, and does not identify itself as a pension consultant or related adviser.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • WILLIAM D'ANNA

    Chief Financial OfficerCRD 4744170

  • JOHN SUPERSON

    Founder & CEOCRD 2773349

Contacts

2 of 2
  • TERRENCE TRAVIS

    ConsultantCRD 1545662

  • KATHLEEN ROWAN

    CCOCRD 3180771

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

CHICAGO, IL

COOK

Location

CHICAGO, IL

Headquartered in CHICAGO, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
COOK
Address
440 S La Salle St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth