Summitas Investment Management LLC
Firm details
- Headquarters
- ,
- CRD number
- 330721
- Registered since
- April 25, 2024
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM
- Client types
- HNWI99.31%
- Individuals0.69%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
Summitas Investment Management LLC is a small, equity-focused registered adviser that provides portfolio management primarily for individuals, families and small businesses. The firm charges fees based on a percentage of assets under management and operates on a discretionary basis, implementing client mandates with a clear tilt toward exchange-traded equities. Summitas does not position itself as a capital allocator or multi-state ESG specialist; instead it uses externally managed products and third-party managers to fill non-equity roles. The adviser’s client base is concentrated and high-net-worth: 41 clients and 137 accounts indicate multi-account relationships per client, consistent with household-level management. Investment activity centers on liquid, listed equity instruments held at a single custodian, supplemented by allocations to mutual funds and external hedge funds for diversification and return enhancement.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities84%
- Investment Grade Corp Bonds9%
- Cash & Cash Equivalents8%
Contacts
1 of 1John Shao
President & OwnerCRD 3020236
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations
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