Summitas Investment Management LLC

RIASEC RegisteredEst. 2024
Total AUM
$159M
Discretionary
$159M
100% of AUM
Avg account
$1.2M
Accounts
137
Employees
2
Advisory reps
1

Firm details

Headquarters
,
CRD number
330721
Registered since
April 25, 2024
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM
Client types
  • HNWI99.31%
  • Individuals0.69%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Summitas Investment Management LLC is a small, equity-focused registered adviser that provides portfolio management primarily for individuals, families and small businesses. The firm charges fees based on a percentage of assets under management and operates on a discretionary basis, implementing client mandates with a clear tilt toward exchange-traded equities. Summitas does not position itself as a capital allocator or multi-state ESG specialist; instead it uses externally managed products and third-party managers to fill non-equity roles. The adviser’s client base is concentrated and high-net-worth: 41 clients and 137 accounts indicate multi-account relationships per client, consistent with household-level management. Investment activity centers on liquid, listed equity instruments held at a single custodian, supplemented by allocations to mutual funds and external hedge funds for diversification and return enhancement.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 84%, Investment Grade Corp Bonds 9%, Cash & Cash Equivalents 8%84%
  • Exchange Traded Equities84%
  • Investment Grade Corp Bonds9%
  • Cash & Cash Equivalents8%

Contacts

1 of 1
  • John Shao

    President & OwnerCRD 3020236

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth