SULLIVAN & ASSOCIATES

Overview

Sullivan & Associates is an independent registered investment adviser organized as a limited liability company and owned by an individual. The firm’s advisory activity is focused on financial planning services rather than on running discretionary, AUM-based portfolios. Its fee model is based on hourly charges and fixed fees, indicating a planning-first business model. Sullivan & Associates is not identified as a capital allocator and does not report active ESG investing activity. The firm lists an industry affiliation with an insurance company, which aligns with its use of insurance-linked products in client solutions. The firm is not a multi-state adviser, not a pension consultant and has no related adviser relationships reported. Those characteristics, together with the fee structure, position the firm as a planning-centric practice that coordinates financial advice and insurance solutions rather than as an allocator to external fund managers or a large-scale asset manager.

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Location & Offices