Succession Financial, Inc

RIASEC Registered

Total AUM

$210M

Discretionary

$210M

100% of AUM

Avg account

$1.2M

Accounts

174

Employees

Advisory reps

Firm details

Headquarters: Mckinney, Texas
CRD number: 336434
Registered since: June 23, 2025
Website: succession-financial.com
Custodians: FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI80.06%
Individuals19.9%
Charitable Organizations0.04%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Succession Financial, Inc. is an independent registered investment adviser organized as a corporation that focuses on serving individual and family clients. The firm is SEC-registered (registration year 2025) and operates as a capital allocator, offering both percentage-of-AUM and fixed-fee engagement models. Its service set spans financial planning, portfolio management for individuals and smaller businesses, portfolio management for institutions, pension consulting, and the selection of other advisers. Succession Financial also maintains an insurance brokerage capability, which complements its advisory practice and distribution of insurance-linked products.