Strategic Wealth Management Solutions, LLC

RIASEC Registered

Total AUM

$32.3M

Discretionary

$18M

56% of AUM

Avg account

$787K

Accounts

Employees

Advisory reps

Firm details

Headquarters: ,
CRD number: 150728
Website: swmsllc.com
Custodians: RELIANCE, CHARLES SCHWAB & CO., INC., ARGENT FINANCIAL GROUP
Fee structure: Percentage of AUM, Hourly Charges, Performance Based Fees
Client types: Other75.5%
HNWI15.3%
Individuals7.77%
Corporations / Businesses1.33%
Charitable Organizations0.11%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Strategic Wealth Management Solutions, LLC is an independent registered investment adviser organized as an LLC that focuses on financial planning and portfolio management for individuals, families, small businesses and institutional clients. The firm bills clients through asset-based fees, hourly charges and some performance-linked arrangements. Its advisory services explicitly include financial planning and discretionary and non-discretionary portfolio management for both individuals/small businesses and larger business or institutional accounts. The firm identifies as an active ESG investor, indicating environmental, social or governance factors are incorporated into its investment approach.