Strategic Wealth Management Solutions, LLC
Firm details
- Headquarters
- ,
- CRD number
- 150728
- Website
- swmsllc.com
- Custodians
- RELIANCE, CHARLES SCHWAB & CO., INC., ARGENT FINANCIAL GROUP
- Fee structure
- Percentage of AUM, Hourly Charges, Performance Based Fees
- Client types
- Other75.5%
- HNWI15.3%
- Individuals7.77%
- Corporations / Businesses1.33%
- Charitable Organizations0.11%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Strategic Wealth Management Solutions, LLC is an independent registered investment adviser organized as an LLC and owned by an individual. The firm serves both individual and family clients as well as institutional and business clients, offering financial planning and portfolio management for individuals, small businesses, and businesses or institutions. Its fee arrangements include a percentage-of-AUM charge, hourly billing, and the ability to assess performance-based fees. The firm is identified as an active ESG investor and is not listed as a capital allocator, multi-state adviser, pension consultant, or related adviser.
Assets & Accounts
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds36%
- US Government Bonds25%
- Exchange Traded Equities19%
- Cash & Cash Equivalents17%
- Private Funds2%
Contacts
1 of 1
Louis Jones
Managing PrincipalCRD 5701805
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations
Similar firms
Point Wealth, LLC
RIAWausau, WI
Oberlin Wealth Partners, LLC
RIABryan, OH
Burl Investment Management, LLC
RIALexington, KY
Worthview Capital Management LLC
RIANashville, TN