STRATEGIC WEALTH MANAGEMENT GROUP
Firm details
- Headquarters
- New York, New York
- CRD number
- 125882
- Registered since
- May 16, 2005
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI90.64%
- Individuals5.25%
- Pension & Profit Sharing Plans3.65%
- Charitable Organizations0.46%
- Services
- Portfolio Management for IndividualsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Strategic Wealth Management Group is an independent registered investment adviser organized as an LLC and SEC-registered since 2005. The firm is owner-operated and identifies itself as a capital allocator, working with both individual and family clients as well as institutional accounts. Its advisory services include portfolio management for individuals and small businesses, pension consulting, and the selection of third-party advisers. Fee arrangements are flexible and include percentage-of-AUM billing alongside hourly and fixed-fee engagements. The firm is not positioned as an ESG-focused investor and does not operate as a multi-state adviser; it maintains a broker-dealer affiliation.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities62%
- Cash & Cash Equivalents23%
- Public Funds/Mutual Funds13%
- Investment Grade Corp Bonds2%
Owners & executives
2 of 2MELVIN ROKEACH
Chief Portfolio StrategistCRD 4124577
LAWRENCE MAY
Managing Member And Chief Compliance OfficerCRD 323812
Contacts
2 of 2ROBERT GOODMAN
Sr. Portfolio ManagerCRD 1172590
JILL GANEY
Portfolio Manager AssistantCRD 2551405
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 59Active vs passive
$180M in ETFs
79%
$142M
3%
$38.4M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SCHWAB US BROAD MARKET ETF (SCHB) | Schwab | Passive | Large Blend | $27.8M | 1,108,104 | 15.42% |
Location
New York, NY
NEW YORK
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- NEW YORK
- Address
- 1776 Broadway
- Time zone
- ET (UTC-5)
- Office locations
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