STRATEGIC WEALTH INVESTMENTS, LLC

RIASEC Registered
Total AUM
$7.2M
Discretionary
$7.2M
100% of AUM
Avg account
$85K
Accounts
85
Employees
1
Advisory reps
1

Firm details

Headquarters
KNOXVILLE, Tennessee
CRD number
299392
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • Individuals100%
Services
Financial PlanningPortfolio Management for IndividualsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Strategic Wealth Investments, LLC is a small, independent wealth advisory firm organized as an LLC and owned by an individual. Its client base is individuals and families; the firm provides financial planning, portfolio management for individuals and small businesses, and runs educational seminars and workshops. Fee arrangements include a percentage-of-AUM structure alongside hourly charges. The adviser is not positioned as a multi-state or pension consultant, does not identify as an active ESG investor, and has an industry affiliation with an insurance company.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 97%, Non-Exchange Traded Equities 3%97%
  • Exchange Traded Equities97%
  • Non-Exchange Traded Equities3%

Contacts

1 of 1
  • PATRICK CARMICHAEL

    ​President and FounderCRD 6190928

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

KNOXVILLE, TN

KNOX

Location

KNOXVILLE, TN

Headquartered in KNOXVILLE, TN, anchoring the Knoxville-Morristown-Sevierville, TN metro in the South.

Metro area
Knoxville-Morristown-Sevierville, TN
Region
South
County
KNOX
Address
338 Ebenezer Rd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth