STRAIT DIRECTION WEALTH MANAGEMENT

Overview

Strait Direction Wealth Management is a small, independent RIA that serves individual and family clients with a mix of advice and portfolio management. The firm operates as a registered representative of a broker-dealer while delivering financial planning, portfolio management for individuals and small businesses, and educational seminars. Fee arrangements include percentage-of-AUM billing plus hourly and fixed-fee options, which supports both ongoing asset management relationships and project-based planning work. Investment activity is tilted toward equities, with a strong preference for non‑exchange traded equity positions. The firm maintains a compact client roster and focuses on personalized allocation decisions rather than broad institutional mandates. There is no stated emphasis on ESG and the adviser does not report multi-state adviser status.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices