STONE HOUSE INVESTMENT MANAGEMENT, LLC

RIASEC RegisteredEst. 2015
Total AUM
$842M
Discretionary
$836M
99% of AUM
Avg account
$297K
Accounts
2,833
Employees
18
Advisory reps
18

Firm details

Headquarters
TUNKHANNOCK, Pennsylvania
CRD number
139410
Registered since
December 17, 2015
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees, Commissions
Client types
  • HNWI60.19%
  • Individuals38.27%
  • Corporations / Businesses1.4%
  • Charitable Organizations0.14%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Stone House Investment Management, LLC is an independent SEC-registered registered investment adviser (since 2015) that serves individual and family clients as well as institutional accounts. The firm operates as a capital allocator and combines advisory services with insurance brokerage activity. Its advisory scope includes financial planning, portfolio management for individuals, small businesses and institutions, selection of third‑party managers, and educational seminars. Fee arrangements are flexible and include percentage‑of‑AUM billing along with hourly, fixed‑fee and commission options. Stone House is not identified as an active ESG investor and is organized as a limited liability company owned by an individual.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 80%, Exchange Traded Equities 11%, Cash & Cash Equivalents 8%, Other 1%80%
  • Public Funds/Mutual Funds80%
  • Exchange Traded Equities11%
  • Cash & Cash Equivalents8%
  • Other1%

Owners & executives

1 of 1
  • CANDICE LIGHTFOOT

    Chief Compliance OfficerCRD 4885526

Contacts

3 of 17
  • KURTIS MEDEIROS

    Financial AdvisorCRD 8038825

  • Zachary Polovitch

    AdvisorCRD 8109377

  • Todd Monahan

    InternCRD 7967046

Unlock 14 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 186

Active vs passive

$545M in ETFs

Passive

71%

$386M

Active

24%

$159M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$65.9M100,84512.09%

Location

Primary office

TUNKHANNOCK, PA

WYOMING

Location

TUNKHANNOCK, PA

Headquartered in TUNKHANNOCK, PA, in the Northeast of the United States.

Region
Northeast
County
WYOMING
Address
80 W Tioga St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth