Stirlingshire Investments
Firm details
- Headquarters
- New York, New York
- CRD number
- 327779
- Registered since
- September 7, 2023
- Custodians
- APEX CLEARING CORPORATION
- Fee structure
- Percentage of AUM
- Client types
- HNWI75%
- Individuals25%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Stirlingshire Investments is organized as a limited liability company and registered with the SEC in 2023. Ownership is split between a domestic entity and an individual; the firm identifies itself as a capital allocator that serves individual and family clients and charges fees as a percentage of assets under management. Its core advisory services include financial planning, discretionary portfolio management for individuals and small businesses, and the selection of sub‑advisers or third‑party managers. The firm is not an active ESG investor and lists a broker-dealer affiliation among its industry relationships.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities47%
- Public Funds/Mutual Funds24%
- Other16%
- US Government Bonds8%
- Cash & Cash Equivalents5%
Owners & executives
2 of 2
Candice Gilman
Chief Compliance OfficerCRD 5226511
Steven Woods
Founder & CEOCRD 5715598
Contacts
3 of 26Kathleen Phan
Senior Vice PresidentCRD 4705029
James Webb
Registered RepresentativeCRD 872943
Daniel Prevett
VP of InvestmentsCRD 7235710
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 139Active vs passive
$104M in ETFs
58%
$60M
34%
$43.6M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| JANUS HENDERSON AAA CLO ETF (JAAA) | Janus Henderson | Active | Ultrashort Bond | $4.7M | 93,437 | 4.57% |
Location
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 15 W 38th St
- Time zone
- ET (UTC-5)
- Office locations
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