Sterneck Capital Management LLC
Firm details
- Headquarters
- Kansas City, Missouri
- CRD number
- 111463
- Registered since
- December 20, 1993
- Website
- www.sterneckcapital.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees, Other
- Client types
- HNWI92.19%
- Individuals6.29%
- Charitable Organizations0.95%
- Corporations / Businesses0.58%
- Services
- Financial PlanningPortfolio Management for IndividualsPublication of PeriodicalsEducational Seminars / Workshops
Firm profile
FINTRXOverview
Sterneck Capital Management LLC is an independent registered investment adviser that has been SEC-registered since 1993 and is organized as a limited liability company under individual ownership. The firm serves both individual and family clients as well as institutional investors, providing financial planning, portfolio management for individuals and small businesses, periodic publications, and educational seminars or workshops. Fee arrangements include percentage-of-AUM billing, fixed fees, and other fee types. The adviser is not an active ESG investor and does not position itself as a capital allocator.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds54%
- Exchange Traded Equities32%
- Private Funds6%
- Cash & Cash Equivalents4%
- US Government Bonds2%
Owners & executives
2 of 2
Brandie Giffin
Chief Operating Officer & Chief Compliance OfficerCRD 6324300
Frank Sterneck
Founder & Chief Investment OfficerCRD 1171973
Contacts
2 of 2
Robin Sterneck
PresidentCRD 1241565
Austin Drake
Senior Wealth AdvisorCRD 6365082
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 36Active vs passive
$192M in ETFs
74%
$142M
21%
$49.8M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO S&P 500 EQUAL WEIGHT ETF (RSP) | Invesco | Passive | Large Blend | $22.1M | 103,752 | 11.52% |
Location
Kansas City, MO
Clay
Location
Kansas City, MO
Headquartered in Kansas City, MO, anchoring the Kansas City-Overland Park-Kansas City, MO-KS metro in the Midwest.
- Metro area
- Kansas City-Overland Park-Kansas City, MO-KS
- Region
- Midwest
- County
- Clay
- Address
- 1251 Nw Briarcliff Pkwy
- Time zone
- CT (UTC-6)
- Office locations
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